Important Information

Fulcrum Asset Management LLP (Fulcrum) is Authorised & Regulated by the United Kingdom’s Financial Conduct Authority as an alternative investment fund manager the U.S’s Securities & Exchange Commission as a Registered Investment Advisor, the CFTC as a registered Commodity Pool Operator and is also a member of the US National Futures Association.

The regulatory disclosures of Fulcrum are detailed below. Should you require further information, please contact us at [email protected]

Regulatory Disclosures

Policies

11 November, 2022

Pillar III Disclosure Statement

30 June, 2022

Fulcrum UCITS SICAV – UK Reporting Fund Status Report 31st December 2021

20 June, 2022

Fulcrum Equity Dispersion Fund – F USD KIID

20 June, 2022

Fulcrum UCITS SICAV Annual Report – 31.12.21

15 March, 2022

Fulcrum Equity Dispersion Fund – I USD KIID

15 March, 2022

Fulcrum UCITS SICAV Annual Report – 31.12.20

15 February, 2022

UK Stewardship Code Report

12 July, 2021

Fulcrum Asset Management LLP – RTS 28 – 2020

01 July, 2021

Pillar III Disclosure Statement

31 January, 2023

RIC Terms of Reference

31 January, 2023

Modern Slavery Statement

31 January, 2023

Conflict of Interest Policy

31 January, 2023

Engagement Policy

31 January, 2023

Proxy Voting Policy

31 January, 2023

Responsible Investment Policy

04 November, 2022

Diversity, Equality & Inclusion Statement

07 January, 2022

Fulcrum Infectious Disease Risk Mitigation Policy